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In-person appearance of a FINRA registered representative at a FINRA Disciplinary Hearing is mandatory. "Financial Industry Regulatory Authority barred an ex-Wells Fargo broker from association with any FINRA member in any capacity after he refused to appear for on-the-record testimony as part of an investigation into...

President Trump’s Tweet, “Is there no such thing any longer as Due Process?” Certainly not with regard to individual investor rights. As Christine Emba of the Washington Post wrote, “Due Process Hasn’t Changed, Donald Trump Should” on February 10, 2018, regarding President Trump’s Tweet, “Is there...